Account/Position No.:                17000/111270                           Level 9
Position Title:                             Senior Auditor
Department:                               Internal Audit
 

Expectations for All Employees

East Tennessee State University pursues its mission based upon core values.  An employee's job performance must support and exhibit the university's core values:

PEOPLE come first, are treated with dignity and respect, and are encouraged to achieve their full potential;
RELATIONSHIPS are built on honesty, integrity and trust;
DIVERSITY of people and thought is respected;
EXCELLENCE is achieved through teamwork, leadership, creativity, and a strong work ethic;
EFFICIENCY is achieved through wise use of human and financial resources; and
COMMITMENT to intellectual achievement is embraced.

 

Function of Position

Responsible to the Director for assisting with audits of all phases of university operations, including the College of Medicine, in accordance with acceptable audit standards; providing management with analyses, appraisals and recommendations; and performing other related duties as assigned. 

 

Essential Functions

-      Conducts audits to determine the accuracy of financial transactions; compliance with TBR policies and guidelines, institutional policies and procedures, state and federal laws and regulations, and contractual requirements; presence of internal controls; and reliance on organizational structure.

-      Develops audit programs and internal control questionnaires for new assignments and revises existing programs and questionnaires and determines scope of audit coverage.

-      Prepares audit working papers in accordance with audit standards; documents performance through narratives, flowcharts, manual and/or computer generated spreadsheets.

-      Identifies factors causing deficient conditions and provides constructive, economical and practical recommendations for findings included in audit reports.

-      Prepares draft audit report identifying strengths and weaknesses, findings and recommendations.

-      Interacts with faculty and staff during the course of audits and discusses audit results with appropriate higher level management personnel.

-    Represents the Department of Internal Audit in performance of audit work contracted with Northeast State Technical Community College and the Tennessee Technology Center at Elizabethton.

 

Secondary Functions

-      Performs follow-up audits with management to ascertain implementation of recommendations; and appraises the adequacy of the corrective action.

-      Establishes and maintains effective working relationships with all university employees.

-      Researches and reviews current and new legislation, policies and procedures to remain up-to-date and knowledgeable of university and other regulatory agency policies and procedures.

-      Assists Public Safety in analyzing internal controls associated with a theft of loss; and participates in questioning of involved individuals.

-      Attends appropriate continuing professional education courses to enhance and

       strengthens audit skills.

-      Represents the department and ETSU in professional organizations.

-      Performs other related duties as assigned.

 

Knowledge and Abilities

-      Knowledge of generally accepted accounting practices and principles.

-      Knowledge of basic audit standards, procedures and techniques required to perform audits.

-      Knowledge of university and Tennessee Board of Regents policies, procedures and guidelines.

-      Knowledge of computer-based information systems and various software packages.

-       Knowledge of higher education financial and reporting standards.

-      Ability to communicate clearly and effectively.

-      Ability to analyze information, identify problems, and formulate solutions in accounting systems and related areas.

-      Ability to comprehend and interpret policies, procedures, laws, regulations and guidelines.

-       Ability to work independently.

 

Supervision Given and Received

Performs under general supervision.  Determines own methods of performing assignments work.

 

Minimum Qualifications

Bachelor's degree in accounting or related field; two years experience in auditing, preferably within a university setting; experience with computer-based information systems required; and possession of or progression toward Certified Internal Auditor (CIA) or Certified Professional Accountant (CPA) is preferred.