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Section III: Mission, Governance, and Institutional Effectiveness
SACS Comprehensive Standard
III-9.  The institution has qualified administrative officers and staff with the experience, competence, and capacity to lead the institution.
JUDGMENT OF COMPLIANCE  
Yes, East Tennessee State University is able to provide a portfolio of evidence supporting compliance.
STATEMENT OF RATIONALE FOR JUDGMENT OF COMPLIANCE  
East Tennessee State University seeks and develops administrative officers with the qualifications to assist the institution in achieving its vision and mission.  Employment and development are based on locally developed job descriptions (ETSU Job Descriptions for Administrative/Professional Positions)and guided by specific hiring procedures and annual evaluation processes.  Procedures for hiring administrative officers and staff at ETSU (Personnel Manual, Guidelines for Filling Administrative Vacancies) are in compliance with the Tennessee Board of Regents (TBR) policies and guidelines (TBR Manual, General Personnel Policy) andare designed to ensure that previously defined qualifications are realized and appropriate to each job.  Annual evaluations of ETSU administrative officers and staff serve to assess job performance and to guide continued development of their leadership and management skills (SACS Standard III-10). 
The President of ETSU has the authority and responsibility regarding personnel matters that are necessary and appropriate for the efficient administration of the institution (TBR Manual, General Personnel).  The Tennessee Board of Regents is responsible for the selection and retention of qualified university and college administrators as presidents of the TBR institutions (SACS Standard III-2).  East Tennessee State University observes and promotes principles of equal employment opportunity in all hiring practices and is fully in accord with the belief that educational and employment opportunities should be available to all eligible persons without regard to age, sex, color, race, religion, national origin, disability, veteran status, or sexual orientation (ETSU Personnel Manual, Equal Opportunity/ Affirmative Action Employer).
At ETSU, locally designed job descriptions identify the education, skills, and experience qualifications for each administrative position.  The ETSU Office of Human Resources maintains current job descriptions for all administrative and staff positions (ETSU Job Descriptions for Administrative/Professional Position).  Both searches for and annual evaluations of administrative officers and staff are guided by these descriptions. 
East Tennessee State University has explicit procedures for recruiting and hiring administrative officers (ETSU Personnel Manual, Content and Purpose; Guidelines for Filling Administrative Vacancies).  These procedures are in compliance with current TBR policies and guidelines and with applicable state and federal laws.  A summary of the hiring process is, as follows:
  • A search committee is formed that includes representation of appropriate offices and constituencies (e.g., administrators, faculty, students).
  • A position advertisement is composed, based on qualifications included in the job description(ETSU Job Descriptions for Administrative/Professional Position).
  • Each position is advertised, listing pre-determined qualifications, in sufficient and appropriate publication outlets (Request to Advertise).
  • Applicants are screened based on pre-determined qualifications.
  • A list of potential interviewees is submitted to the ETSU Affirmative Action Office.  The Affirmative Action Director is responsible for review of applications, based on advertised qualifications, and then certifies those candidates qualified for interviews (Certification of Applicant Pool).  The applicant pool for department chairs and for upper-level administrators must also be approved by the TBR (TBR Manual, Personnel Transactions and Recommended Forms).
  • Interviews are conducted.
  • The search committee may recommend one or more of the interviewees for hire.
  • A request to hire is approved by the Affirmative Action Director, the president (or his designee), and the Tennessee Board of Regents  (Request to Hire Support or Administrative Staff).  Appointments of vice presidents; chief business officers/managers; academic and administrative deans; and academic department/division heads require the prior approval of both the president and the chancellor (TBR Manual, General Personnel).
Documents gathered during the search process with regard to the qualifications of the employed individual are placed in his or her personnel file.  Documentation for each search is maintained in the ETSU Office of Human Resources. 
DOCUMENTATION  
SOURCE
LOCATION
ETSU Job Descriptions for Administrative/Professional Positions
http://www.etsu.edu/humanres/jobsadministrative.htm
ETSU Personnel Policies and Procedures Manual, PPP-33, Guidelines for Filling Administrative Vacancies
http://www.etsu.edu/humanres/ppp/A-advgud.htm
Tennessee Board of Regents Policies and Guidelines Manual, Policy 5:01:00:00, General Personnel
http://www.tbr.state.tn.us/policies_guidelines/personnel_policies/5-01-00-00.htm
SACS Standard III-10
http://www.etsu.edu/sacs/audit/reports/III10.htm
SACS Standard III-2
http://www.etsu.edu/sacs/audit/reports/III02.htm 
ETSU Personnel Policies and Procedures Manual, PPP-4, Equal Opportunity/Affirmative Action Employer
http://www.etsu.edu/humanres/ppp/PPP-04.htm 
ETSU Personnel Policies and Procedures Manual, PPP-01, Content and Purpose of the Personnel Policies and Procedures Manual
http://www.etsu.edu/humanres/ppp/PPP-01.htm 
ETSU Request to Advertise
http://www.etsu.edu/humanres/forms/RequestToAdvertise.pdf 
ETSU Certification of Applicant Pool
http://www.etsu.edu/humanres/forms/ApplicantPool.pdf 
Tennessee Board of Regents Polices and Guidelines Manual, Guideline P-010, Personnel Transactions and Recommended Forms
http://www.tbr.state.tn.us/policies_guidelines/personnel_guidelines/P-010.htm 
ETSU Request to Hire Support orAdministrative Staff
http://www.etsu.edu/humanres/forms/RequestToHire.pdf  
 

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